Fundamentals of a Private Placement (2008)
One of the most often occurring financial transactions for the
business lawyer is the private placement. How you structure and do a
private placement can have great economic consequences for the issuer
and investors. This traditionally popular, basic-to-intermediate level
program discusses the fundamentals of structuring and doing private
placements. The expert speakers discuss the federal and state regulatory
scheme for private placements, including the Section 4(2) exemption, an
overview of Regulation D and the “blue-sky” laws. The
speakers also review the interplay between federal and state regulation.
Topics discussed include the necessary elements for a valid private
placement, the information and financial statements required, the manner
of making the offering, restrictions on reselling the securities
acquired and the documents typically prepared in a private
placement.
The expert speakers offer hands-on practical, nuts-and-bolts guidance
and tips for the lawyer in this realm of practice.
The panelists provide a well-rounded discussion of the private placement
from the perspectives of the company and the investors in terms of
structuring and doing the transaction. They also discuss traps that can
await the unwary or inexperienced lawyer.
Program Contents
• Overview and Legal Analysis
• Documentation
• Finders and Other Intermediaries
Program Speakers
Guy P. Lander, Esq. (Chair)
Carter Ledyard &
Milburn LLP
—New York City
Peter W. LaVigne, Esq.
Sullivan & Cromwell LLP
—New York City
Douglas B. Pollitt, Esq.
Attorney at Law
—New York City
Jeffrey W. Rubin, Esq.
Hogan & Hartson LLP
—New York City
Total MCLE Credits 2.5
Ethics MCLE Credits 0.0
* Each additional person who uses the tapes for MCLE credit must
purchase a copy of the “MCLE coursebook.”
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Member Price |
Non Member Price |
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Fundamentals of a Private Placement (2008) (This product cannot be used to receive MCLE credit) (CLE CourseBooks) 19054
| $40.00 |
$60.00 |
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+ Fundamentals of a Private Placement (2008) (MCLE credit only if you have access to the course's audio/video/CD recording. You cannot receive MCLE credit from a coursebook alone.) (CLE CourseBooks) 19054M
| $50.00 |
$100.00 |
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* Fundamentals of a Private Placement (2008) (MCLE Audio on CD) D9054
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$90.00 |
$150.00 |
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Fundamentals of a Private Placement (Spring 2008) [Audio] (On-Line Programs) 80905
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$90.00 |
$150.00 |
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+ Each additional person who uses the recorded media for MCLE credit must purchase a copy of this "MCLE coursebook"
* This recording already includes one copy of the MCLE course materials. Course materials provided electronically for all CLE Online Programs, and for CD/DVD Programs from 2010 and later. CD/DVD Programs prior to 2010 include a printed copy of the course materials.
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