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NEW YORK STATE BAR ASSOCIATIONProfessional
Ethics Committee Opinion Opinion #11 - 04/23/1965
(11-64)
Topic: Endorsement of Judicial Candidates
Digest: Lawyers may endorse judicial candidates, and such candidates
may announce the support of certain attorneys so long as there is no
appearance of impropriety
Canons: Former Canons 2, 3
Judicial Canons 30, 32
QUESTION
You inquire as to the propriety of
1. lawyers endorsing
judicial candidates;
2, a judicial
candidate announcing that he has the support of a number of former
presidents of bar associations or of a specified number of attorneys;
and
3. a judicial candidate
soliciting a lawyer for his support and endorsement.
OPINION
1. It would normally
be proper for lawyers to endorse judicial candidates. Members of
the bar bear a special responsibility for the selection of qualified
candidates for judicial office. It is "the duty of the Bar to
endeavor to prevent political considerations from outweighing judicial
fitness in the selections of Judges. It should protest earnestly
and actively against the appointment and election of those who are
unsuitable for the Bench.” (Canon 2 of the Canons of Professional
Ethics of the American Bar Association.)
Opinion 189 of the Committee on Professional Ethics of the American
Bar Association, with which this Committee concurs, concluded that:
"Lawyers are better able than laymen to appraise accurately the
qualifications of candidates for judicial office. It is proper that
they should make that appraisal known to the voters in a proper and
dignified manner. A lawyer may with propriety endorse a candidate
for judicial office and seek like endorsement from other lawyers."
The Committee would also point out, however, that an attorney has the
obligation to refrain from endorsing a judicial candidate where it would
appear that such endorsement is a "device or attempt to gain from a
Judge special personal consideration or favor." (Canon 3 of the Canons
of Professional Ethics.) Thus, the endorsement of a judge for
reelection would be improper where the attorney has a matter pending
before the judge or has a matter which has a clear present probability
of being submitted to the judge in the immediate foreseeable future (See
Canon 32, Canons of Judicial Ethics).
2. The Committee sees
nothing improper in a judicial candidate announcing that he has the
support of a specified number of former presidents of bar associations
or attorneys.
3. A judicial candidate,
whether a sitting judge standing for reelection to his present position
or for election to another judicial post, or a lawyer campaigning for
but not presently holding judicial office, may not properly solicit an
attorney’s endorsement of his candidacy or solicit others to do so
on his behalf. As a sitting judge, such solicitation would be
improper "as conduct which might tend to arouse reasonable suspicion
that he is using the power or prestige of his judicial position to
promote his candidacy ****” (See Canon 30 of the Canons of
Judicial Ethics). Nor should one who seeks to become a judge stand in
any different position (See A.B.A. Opinion 226). Each should observe the
same restraint and for the same reasons. Moreover, it would be
unfair and impractical to place a sitting judge under a disability in
this respect and to free a practicing lawyer for the waging of a more
effective campaign in this regard.
Nothing in this opinion is meant to encumber the functions or
activities of duly organized local bar associations with respect to the
selection and endorsement of judicial officers.
Related Files
Endorsement of Judicial Candidates (Adobe PDF File)
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