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NEW YORK STATE BAR ASSOCIATIONCommittee on
Professional Ethics Opinion #378 - 03/26/1975 (8-75)
Topic: Representation of defendants in criminal cases when spouse is
probation officer
Digest: Not improper per se for attorney to represent defendants in
criminal cases when spouse is probation officer if appearance of
propriety is preserved
Code: Canon 9; DR 9-101(C)
QUESTION
May an attorney represent defendants in criminal cases in the county
in which the attorney's spouse is employed as a probation officer?
OPINION
At the time an attorney is retained to represent a defendant in a
criminal case a probation officer is not generally involved. Such
involvement may never come into existence; the client may be acquitted,
the case may be assigned to another person in the probation office, the
spouse may not be so employed at the time of the probation report, or a
new question may be presented which would be based on future facts not
presently determinable.
There would be no conflict of interest or appearance of impropriety
per se in the questioned representation prior to the necessity for a
probation report. The attorney should be careful to guard
against any intimation that there could be any advantage to the client
because of the spousal relationship. N.Y. State 368 (1974); DR 9-101(C).
However, because of the inseparable intimate relationship and economic
interests of husband and wife, N.Y. State 340 (1974), an appearance of
impropriety in violation of Canon 9 arises when defense counsel and a
probation officer who are spouses are involved in the same criminal
proceeding or subsequently acts as the probation officer to which the
defendant must report.
Related Files
Opinion 378 (Adobe PDF File)
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