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NEW YORK STATE BAR ASSOCIATIONCommittee on
Professional Ethics Opinion #383 - 04/17/1975
(14-75)
Topic: Obligation of plaintiff's successor lawyer to notify the
predecessor lawyer of settlement of claim
Digest: In the absence of a statutory lien, a successor lawyer has no
duty or right, without the consent of the client, to give notice of a
settlement to the discharged lawyer formerly handling the claim
Code: EC 2-30
QUESTION
In the absence of a statutory lien, does a plaintiff's successor
lawyer have an obligation to notify his predecessor lawyer of the
settlement of a claim the predecessor was handling.
OPINION
A client has the right at all times to be represented by counsel of
his own selection, which includes the right to change counsel whenever
he so desires. ABA 10 (1926); ABA 130 (1935); ABA Inf. 834 (1965):
"A lawyer may properly accept employment to handle a matter which has
been previously handled by another lawyer, provided that the other
lawyer has been given notice by the client that his employment has been
terminated. The lawyer originally engaged has his remedy at law for any
breach of contract that may occur through the client's termination of
his employment..... ".
The new lawyer may not take charge of the case until satisfied that
the former lawyer has been discharged by the client, Drinker, Legal
Ethics 199 (1953), but when this has been done and he accepts there
retainer, he then owes the customary duty of undivided loyalty to the
client.
While the traditions of the legal profession call upon members of the
bar to deal fairly with each other, the superseding lawyer is not
responsible for the fees due the superseded lawyer. Drinker, Legal
Ethics 200 (1953). Neither is he obliged, against the wishes of his
client, to assist the superseded lawyer in the collection of the
latter's fee, and he would be acting adversely to the interests of his
client if he were to do so. Maru, Digest of Ethics Opinions 59
(1970)[L.A. 426 (1951)]; Maru, supra. 105 [3 Advocate 7, No. 848
(1960)];Maru 393 [Cleveland 3560 (1951)].
At the time the new lawyer is consulted by the client, if he believes
the client is unfairly seeking to avoid payment of fees to the
superseded lawyer, he may require that those fees be paid and may refuse
the retainer if they are not. He may and should use his good offices at
any time to urge the client to pay a proper charge. But his only
obligation is to see that the superseded lawyer, at the time of his
discharge, has such notice that he has been retained as will enable the
latter to protect his rights, EC 2-30, Maru, Digest of Ethics Opinions
105, supra; p. 413 [Okla 3764 (1952)]; p. 393, supra, and he may not,
without his client's consent, subsequently convey privileged information
concerning a settlement any more than any other privileged information
coming to his knowledge.
Related Files
Opinion 383 (Adobe PDF File)
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