Litigation & Ethics in Securities Arb - Online Video Replay
Wednesday, January 30, 2013
Description
Litigation & Ethics in Securities Arbitration and Mediation -
Online Video Replay
This 4 hour program, excerpted from the well-received Fall 2012
program, "Securities Arbitration and Mediation 2012: The Basics Evolve."
will provide you with practical pointers regarding litigation of
Securities cases.
Agenda:
I. Whether and When to Settle
Bringing back the art of direct settlement discussions. When to
mediate, who to select, what to expect from your mediator and how best
to prepare yourself and your client for mediation - settling and not
winning.
Moderator: James D. Yellen, Esq.
Panel: Brian J. Neville, Esq., Stephen P. Younger, Esq. and Irwin
Weltz, Esq.
II. The Hearing - Part One: Opening Statements and the
Examination of Witnesses
Pre-hearing memos of law. Knowing your audience from the start and
speaking to them throughout. How best to present your witness and
prepare your witness for cross-examination. Effective cross-examination
techniques in securities arbitrations.
Moderator: Ken Crowley, Esq.
Panel: Regina Martorana, Esq., Susan MacFarlane, Esq. and Daniel
Tuczinski, Esq.
III. The Hearing - Part Two: Experts, Damages and
Closings
The necessity for experts in certain kinds of cases. How to choose
the expert a panel will listen to, How to present experts as witnesses
and prepare them for cross-examination. How to cross-examine experts.
Making damage calculations simple to follow. How to challenge them.
Closing Statement - a waste of time or an opportunity to sway the
undecided arbitrator.
Moderator: Stephen P. Younger, Esq.
Panel: Charles J. Hecht, Esq., John P. Bevilacqua, Esq. and Seth E.
Lipner, Esq.
IV. Ethical Issues in Arbitration and Mediation
The ethics of representing more than one Respondent in a case. Your
disclosure requirements to clients and to the panel. Confidentiality
agreements in discovery and in settlements. What to do when you learn
your client did not tell you all his "skeletons in his closet."
Challenging the ethics of arbitrators. What ethical standards mediators
are expected to follow.
Moderator: Barry Temkin, Esq.
Panel: Dennis J. Capriglione, Esq., Michael Sackheim, Esq. and Joseph
A. Vallo, Esq.
4.0 MCLE credits (3.0 Skills, 1.0 Ethics)
The last day to pre-register online was January 29, 2013.
Members, please login to get member discounts.
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Registration
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$95.00
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Registration
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$195.00
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Accommodations for Persons with Disabilities:
NYSBA welcomes participation by individuals with disabilities. NYSBA is committed to complying with all applicable laws that prohibit discrimination against individuals on the basis of disability in the full and equal enjoyment of its goods, services, programs, activities, facilities, privileges, advantages, or accommodations. To request auxiliary aids or services or if you have any questions regarding accessibility, please
contact Cindy O'Brien at 800-582-2452 or cobrien@nysba.org.
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