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NEW YORK STATE BAR ASSOCIATIONProfessional
Ethics Committee Opinion Opinion #71 - 02/28/1968
(30-67)
Topic: Advertising and Solicitation; Legal Aid Societies
Digest: Legal Aid Society circulars should inform indigents of their
rights and available facilities rather than solicit clients or stir up
litigation
Canon: Former Canons 27, 28
QUESTION
The Legal Aid Society of Albany, Inc., proposes to distribute four
"Legal Rights Circulars" in low income areas through community centers
and Legal Aid Society branch offices. The circulars attempt to portray
in simple, colorful, graphic terms some important aspects of the law
which are of great importance to persons living in slum areas.
Specifically, they deal with landlord and tenant relations, grounds for
divorce behavior and rights in case of arrest and duties in case of
automobile accident. They have headings like, "New Grounds
for Divorce"; "If you have an accident"; "Every tenant should know"; and
"If you're arrested". The body of the circulars states what the law is
or the rights of the individual and point out the Legal Aid society or
the Rent Control Commission is available to protect their rights. The
circulars give the name and address of the society and the names of some
of its officers.
The society states that based upon the experience of other legal
service projects throughout the country, it is their opinion that
low-income groups do not read material which is too detailed or wordy
and hence the circulars are kept as simple as possible.
The Committee is asked whether the distribution of the circulars
would be consistent with the Canons of Ethics.
OPINION
Canon 27 provides that it is "unprofessional to solicit profession al
employment by circulars, advertisements", etc. Canon 28 forbids a lawyer
"to volunteer advice to bring a lawsuit", or to stir up "strife and
litigation", or "to hunt up causes of action and inform thereof in order
to be employed to bring suit or collect judgment, or to breed litigation
by seeking out those with claims for personal injuries or those having
any other grounds of action in order to secure them as clients".
These prohibitions, when read literally, might seem to prohibit the
circulars prepared by the Legal Aid Society of Albany. But the
fundamental purpose of such prohibitions is to prevent commercialization
by lawyers and efforts to obtain lucrative business. Steps taken by bar
associations or analogous organizations to promote public, benevolent or
charitable interests as distinguished from the private interests of
individual lawyers are not intended to be proscribed by these
canons.
Opinion 148 of the Ethics Committee of the ABA issued in 1935, so
held in connection with a similar activity of the National Lawyers
Committee of the American Liberty League which attempted to provide
legal assistance without compensation to indigent citizens. In
Opinion 121, the ABA Committee approved advertisements of bar
associations informing the public how and when to consult a lawyer on
various legal matters. See also Opinions 191 and 284, and Informal
Opinions 786 and 888 of that Committee,
Accordingly, it is the opinion of this Committee that legal aid
societies may distribute circulars of the kind described above. However,
it is also our opinion that such circulars must be accurate, dignified
and in good taste and that their function should be to inform indigent
citizens of their rights, the facilities available and for protection of
such rights, rather than to solicit clients or stir up litigation.
Solicitation and incitement of controversy, when conducted in the belief
that they promote the public interest or benefit the indigent, detract
from the dignity of the profession and are unprofessional. The content
of the circulars should conform to these standards.
Including in the circulars the names of officers of the society seems
to be unnecessary and if the individuals named are practicing lawyers
and not full-time employees of the society, inclusion of their names is
improper.
Related Files
Advertising and Solicitation. Legal Aid Societies. (Adobe PDF File)
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