NYSBA | Home

Home

My NYSBA

Blogs

CLE

Events

For Attorneys

For the Community

Forums / Listserves

Membership

Practice Management

Publications / Forms

Sections / Committees

JOIN / RENEW

SITE MAP

THE NEW YORK
BAR FOUNDATION

Home

View Basket

Your Account

Order History

Check Out

NYSBA | Fundamentals of a Private Placement (Spring 2008) = 15

Fundamentals of a Private Placement (Spring 2008)

Non-Member Price:	$150.00
Member Price:	$90.00

Stock Status:	In Stock
Product Code:	80905

Product Description

One of the most often occurring financial transactions for the business lawyer is the private placement. How you structure and do a private placement can have great economic consequences for the issuer and investors. This traditionally popular, basic-to-intermediate level program discusses the fundamentals of structuring and doing private placements. The expert speakers discuss the federal and state regulatory scheme for private placements, including the Section 4(2) exemption, an overview of Regulation D and the “blue-sky” laws. The speakers also review the interplay between federal and state regulation. Topics discussed include the necessary elements for a valid private placement, the information and financial statements required, the manner of making the offering, restrictions on reselling the securities acquired and the documents typically prepared in a private placement.
The expert speakers offer hands-on practical, nuts-and-bolts guidance and tips for the lawyer in this realm of practice.
The panelists provide a well-rounded discussion of the private placement from the perspectives of the company and the investors in terms of structuring and doing the transaction. They also discuss traps that can await the unwary or inexperienced lawyer.

Program Contents
• Overview and Legal Analysis
• Documentation
• Finders and Other Intermediaries

Program Speakers

Guy P. Lander, Esq. (Chair)
Carter Ledyard &
Milburn LLP
—New York City

Peter W. LaVigne, Esq.
Sullivan & Cromwell LLP
—New York City

Douglas B. Pollitt, Esq.
Attorney at Law
—New York City

Jeffrey W. Rubin, Esq.
Hogan & Hartson LLP
—New York City

Total MCLE Credits 2.5
Ethics MCLE Credits 0.0

* Each additional person who uses the tapes for MCLE credit must purchase a copy of the “MCLE coursebook.”