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NYSBA | Basic Securities Law for the Business Practitioner - Sp'07 = 15

Basic Securities Law for the Business Practitioner - Sp'07

Non-Member Price:	$235.00
Member Price:	$150.00

Stock Status:	In Stock
Product Code:	80737

Product Description

Attorneys involved or about to become involved in the general practice of business and corporate law must frequently advise their clients about matters that are or may be subject to federal and state securities laws and regulations. These attorneys, although not securities law specialists, must be generally familiar with the statutes, rules and regulations of securities law to service the needs and answer the questions of their corporate clients.

This updated and revamped version of our traditionally popular program presents a broad overview of, and the latest developments in, securities law and is designed to give a basic understanding of key securities law concepts for the general practitioner or new lawyer. The program also includes a discussion of the requirements and obligations of the business when it becomes publicly held, corporate governance and corporate compliance issues, including the lawyer’s role, and the impact of owning a publicly held company on the controlling shareholders.

Of special note is that the program also features a panel discussion among representatives of various investment banking firms and underwriters active in the capital markets to provide an understanding of how companies are selected for an underwriting and valued for the pricing of the offering to the public.

Program Contents

· Overview of the Securities Law

· Securities Act of 1933

· Securities Exchange Act of 1934

· Financing Growing Companies

· Corporate Governance and Corporate Compliance

· Market Regulation

· Securities Act and Exchange Act Liability

Program Speakers

Guy P. Lander, Esq. (Co-Chair)
Carter Ledyard & Milburn LLP
—New York City

Stuart B. Newman, Esq. (Co-Chair)
Salon Marrow Dyckman Newman & Broudy LLP
—New York City

Warren D. Bagatelle
Managing Director
Loeb Partners Corporation
— New York City

Timothy J. Barney, MBA
Bentley Associates L.P.
—New York City

Andrew J. Beck, Esq.
Torys LLP
—New York City

Joseph F. Danowsky, Esq.
Bear Stearns & Co. Inc.
—New York City

Howard Dicker, Esq.
Weil Gotshal & Manges LLP
—New York City

Edward H. Fleischman, Esq.
Linklaters
—New York City

Michael J. Holliday, Esq.
Attorney at Law
—Westfield, NJ

Melvin Katz, Esq.
Lester Schwab Katz and Dwyer
—New York City

Asi Kirmayer, Esq.
Sidley Austin LLP
—New York City

Peter W. LaVigne, Esq.
Sullivan & Cromwell LLP
—New York City

Douglas B. Pollitt, Esq.
Attorney at Law
—New York City

Donald Porter
Manager Director
New Stream Capital, LLC
—Ridgefield, CT

Jeffrey W. Rubin, Esq.
Hogan & Hartson LLP
—New York City

Eric M. Sherbet, Esq.
Avaya Inc.
—Basking Ridge, NJ

Kurt T. Wehner, Esq.
Partner
KPMG LLP
—Washington, DC

Total MCLE Credits...... 7.0

Ethics MCLE Credits..... 1.0

* Each additional person who uses the tapes for MCLE credit must purchase a copy of the “MCLE coursebook.”